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Webinar Recording
- The Next Generation of AI in Financial Services: Agentic AI, Autonomous Systems, and Canada’s Emerging Regulatory Landscape
- Compliance Program Excellence: Building, Testing, and Defending Your Program Under Today’s Regulatory Expectations
Livestream Available
Can’t attend in person? Access the same valuable content via livestream.
Canada’s Premier Regulatory Compliance Event for Financial Institutions
Join us for two powerful days where Canada’s top regulators and financial industry leaders converge to tackle the latest in regulatory change, risk mitigation, and compliance innovation.
Gain exclusive insights from experts and engage directly with key regulators to understand their expectations. Discover how leading financial institutions are modernizing for greater transparency, operational efficiency, and customer trust.
Don’t miss your chance to stay ahead of evolving standards, network with decision-makers, and future-proof your compliance strategy.
Conference Co-Chairs
Cameron Field
Vice President
VIDOCQ
Safiya Adenekan
Chief Compliance, Officer,
Canada
Block Inc.
Keynote Speakers
Brendan Carley
Managing Director,
Legislative Affairs and
Strategic Relations
Office of the
Superintendent of Financial
Institutions (OSFI)
Shereen Benzvy Miller
Commissioner
Financial Consumer Agency
of Canada
Emiel-Johan van der Velden
Head, Member Risk &
Resolution
Canada Deposit Insurance
Corporation (CDIC)
Featured Speakers
Dana Bota
Vice President North America
Compliance Officer
Mitsubishi HC Capital America,
Inc.
Eric Brock
Chief Operating Officer
PNC Bank Canada Branch
Ishita Saha
Senior Manager, Enterprise
Payments Standards &
Monitoring
TD Bank Group
Aditya Anne
Senior Director, Head of AI
Safety and Governance
Engineering
CIBC
Sarah Neville
Director, Policy
Development
Canadian Coalition for Good
Governance
Christine Ring
VP, AML Advisory Canada and
Caribbean, Financial Crimes
RBC
Key Topics
OSFI Enforcement and AMPs: Navigating Compliance Expectations
Preparing for a FINTRAC Exam: Insights and Reporting Expectations for Heightened Scrutiny
AI Governance in Compliance: From Hype to Hard Requirements
Strengthening Third-Party Risk and Operational Resilience
Preparing for Consumer‑Driven Banking and Real‑Time Payments in Canada
Fraud, Synthetic Identity and Vulnerable Clients – Protecting Clients Amid Rising Fraud Threats
Financial Action Task Force (FATF) Mutual Evaluation and Canada’s AML Readiness: Implications, Expectations, and Institutional Preparation
Cyber Risk and Regulatory Reporting: Turning Technical Data into Actionable Oversight
95+
Attendees
18
Key Sessions
37
Speakers
2
Days of Networking
Who You Will Meet
A Must Attend Event for Professionals Focused on Preparing for the Future of Compliance
- Chief Compliance Officers (CCOs)
- Chief Risk Officer (CRO)
- Chief Anti-Money Laundering Officers (CAMLOs)
- Regulatory Delivery Officers
- VPs and Heads of Compliance, VPs and Heads of Legal and Compliance, and other compliance officers and compliance professionals from Financial Institutions
- Privacy, Operations and Risk professionals with a focus on enterprise risk management
- Insurance professionals
- In-house counsel from Financial Institutions
- Internal Auditors
Past Attending Organizations
- Bank of Montreal
- Desjardins
- Royal Bank of Canada
- Scotiabank
- TD Bank
- Laurentian Bank
- Canadian Western Bank
- ATB Financial
- PC Bank
- Equitable Bank
Networking Opportunities
Networking Breaks
Enjoy 6+ hours of dedicated networking with senior regulatory and compliance leaders, financial institution peers, regulators, and industry experts.
Cocktail Reception
Forge connections and unwind as a community at the end of day one.
Interactive Roundtable Discussions
After each expert presentation, join small-group Interactive Roundtable Discussions to explore challenges from multiple perspectives.
Mock Regulatory Exam
Test your knowledge and benchmark your skills with peers in a hands-on Mock Regulatory Exam.
Hypothetical Scenarios
Join peers to work through hypothetical scenarios and explore how to maintain critical operations and business resilience in line with OSFI’s Guideline B-21.
Solutions Demos
Experience live solution demos showcasing financial technologies that streamline compliance, reduce risk, and support evolving regulatory demands.
CPD & CIRO Accreditation
This 2-day conference qualifies for CIRO credits.
Also, this program can be applied towards 7.5 hours of Substantive Credits of annual Continuing Professional Development (CPD) required by the Law Society of Upper Canada. Members will also receive an additional 3 Substantive hours for attending pre-conference Workshop A, and 3 Professionalism hours for attending pre-conference Workshop B.
Learn more
Pre-Conference
Workshops
Add more value to your conference experience by signing up for these hands-on and practical workshops and consider sending your team.
Virtual Workshop A
The Next Generation of AI in Financial Services: Agentic AI, Autonomous Systems, and Canada’s Emerging Regulatory Landscape
November 17, 2026
9:00 am–12:30
pm
Virtual Workshop B
Compliance Program Excellence: Building, Testing, and Defending Your Program Under Today’s Regulatory Expectations
November 17, 2026
1:30–5:00 pm
Webinar Recording
Top 5 Game-Changing Regulatory Shifts Impacting Financial Compliance and Board Accountability
Watch Now
Karen Creen
Chief Compliance Officer &
CAMLO
First Nations Bank of
Canada
Dwayne King
AML Compliance Officer
WFCU Credit Union
“The conference provided good information, the experience of speakers in their respective fields came across clearly.”
“It was full of quality content.”
Sponsors & Partners
Media Partners
Sponsor Opportunities
With conferences in the United States, Europe, Asia Pacific, and Latin America, the C5 Group of Companies: American Conference Institute, the Canadian Institute, and C5 Group, provides a diverse portfolio of conferences, events and roundtables devoted to providing business intelligence to senior decision makers responding to challenges around the world.
For more information please contact:
Ken Glass
Senior Business Development
Manager
Phone:
416-998-8883
Email:
[email protected]